R01
Financial services, regulation and ethics
Regulation, ethics, and the UK financial services framework — the foundation unit for the Diploma.
Go to R01 Past PapersCII Diploma in Regulated Financial Planning
Practice sites for every unit in the CII R0 Diploma pathway: R01, R02, R03, R04 and R05. Each site offers free samples, syllabus-aligned tests, and a full-length mock. You are on R04 — open any other exam below when you need it.
R01
Regulation, ethics, and the UK financial services framework — the foundation unit for the Diploma.
Go to R01 Past PapersR02
Investment theory, asset classes, risk, and portfolio construction for advice scenarios.
Go to R02 Past PapersR03
Income Tax, NICs, CGT, IHT, and how tax rules apply to personal financial planning.
Go to R03 Past PapersR04
Pensions tax, DB and DC schemes, drawdown, State benefits, and retirement advice.
Continue with R04R05
Life assurance, income protection, critical illness, long-term care, and business protection.
Go to R05 Past Papers